Lista de membros do negociante do forex

Diretórios da NFA A NFA disponibiliza gratuitamente vários diretórios de Registrantes CFTC e Membros da NFA. Todas as empresas devem ser registradas ou pendentes de registro, mas não exigem o estatuto de membro NFA para ser listado. Os diretórios fornecerão as categorias de registro completas juntamente com o status de registro de uma empresa e se um registrante é um membro NFA aprovado, uma empresa de Forex, um revendedor Forex e / ou uma empresa de troca. O status de registro de uma empresa CFTC pode estar pendente, registrado provisoriamente, registrado, condicionalmente registrado ou temporariamente licenciado. Estatus pendentes, condicionais e aprovados também se aplicam à associação, empresa de forex, membro do negociante do forex e categorias de empresa de swap. O status pendente indica que a empresa é requerente para o registro da CFTC. O registro provisório é concedido aos solicitantes de swap dealer e swap participantes principais que tenham completado todos os registros arquivados e tenham arquivado documentação que demonstre conformidade, incluindo a capacidade de cumprir, com o Regulamento de Implementação da Seção 4 aplicável. O status registrado indica que a empresa completou todos os requisitos de registro para ser designado como registrante completo da CFTC. O registro condicional indica que o registro das empresas depende do cumprimento das condições especificadas impostas em uma ação de registro. As licenças temporárias permitem a introdução garantida de requerentes de corretores para realizar negócios na capacidade de registro enquanto a NFA está conduzindo as verificações de antecedentes necessárias. Junto com o status de registro de empresas e se a empresa tem firma de forex, representante de negociante de forex e / ou designação de empresa de swap, os diretórios abaixo contêm as seguintes informações públicas (a menos que indicado de outra forma): Cada empresa NFA ID número, Cidade, estado, província (se aplicável) e país. Os diretórios são atualizados às 5:00 da manhã (CST) todas as manhãs com os arquivos atualizados refletindo as informações acima a partir do dia útil anterior. Os diretórios são salvos em um formato delimitado por vírgulas de texto (.csv) e podem ser abertos usando uma grande variedade de aplicativos. No entanto, recomendamos usar o Microsoft Excel ou um programa semelhante para exibir ou salvar os diretórios. Observe que cada navegador pode responder de forma diferente dependendo da versão do navegador e do seu ambiente específico. Tenha em atenção que o registo da CFTC ou o estatuto de membro da NFA não reflecte o endosso de uma empresa. Os investidores e os membros da NFA são instados a fazer uma verificação de antecedentes completa antes de iniciar uma relação de negócios com uma empresa, visitando o NFAs Background Affiliation Status Information Center (BASIC) .160 As categorias específicas de registro são divididas em diretórios separados listados abaixo. O NFAs Information Center está disponível de segunda a sexta-feira das 8:00 às 17:00 hs para responder suas perguntas sobre os diretórios. Entre em contato com o Centro de Informações por telefone (312-781-1410 ou 800-621-3570) ou envie um e-mail para informationnfa. futures. org. Firms We Regulate - AA ampères SECURITIES, LLC 2475 NORTHWINDS PKWY, SUITE 200, ALPHARETTA, GA 30004 AampA LLC DE VALORES MOBILIÁRIOS 1151 GIBSON RD, SELAH, WA 98942 AP TÍTULOS, INC. 15 WATERVIEW DR, CENTERPORT, NY 11721 Endereço para correspondência: PO BOX 434, CENTERPORT, NY 11721 CORPORATION DE VALORES MOBILIÁRIOS 50 TICE BLVD, SUITE 340, WOODCLIFF LAKE, NJ 07677 ACR SECURITIES, INC. 687 PARK LANE, CEDARHURST, NY 11516 A. G. QUINTAL INVESTMENT COMPANY INC. 2177 ACUSHNET AVE. NEW BEDFORD, MA 02745-6316 A. J. SLOANE amp COMPANY, LLC 623 QUINTA AVENIDA, 28º ANDAR, NOVA YORK, NY 10022 AARDVARK SECURITIES LLC 550 W JACKSON BLVD. CHICAGO, IL 60661 AARON CAPITAL INCORPORATED 5180 PARK AVENUE, SUITE 120, MEMPHIS, TN 38119 ABACUS INTERNATIONAL CAPITAL CORP. 6 BOWERY, 4TH FLOOR, NEW YORK, NY 10013 ABACUS INVESTMENTS, INC. CAPITAL (EUA) LLC 350 PARK AVENUE, SUITE 1315, NEW YORK, NY 10022 ABD SERVIÇOS DE RETIRAMENTO, INC. 450 SANSOME STREET, SUITE 300, SAN FRANCISCO, CA 94111 ABEL / NOSER CORPORALIZAÇÃO UM BATERIA PARK PLAZA, 6TH FLOOR, NEW YORK , NY 10004 ABERDEEN FUND DISTRIBUIDORES, LLC 1735 MARKET STREET, 32 ND ANDAR, PHILADELPHIA, PA 19103 ABG SUNDAL COLLIER INC. 850 THIRD AVENUE, NEW YORK, NY 10022-4212 Endereço para correspondência: 850 THIRD AVENUE, NEW YORK, NY 10022 ABG, LLC 1100 MAIN STREET, SUITE 2100, KANSAS CITY, MO 64105 ABN AMRO CLARANDO CHICAGO LLC 175 WEST JACKSON BLVD, STE 400, CHICAGO, IL 60604 ABN AMRO SECURITIES (EUA) LLC 100 PARK AVENUE, 17 PISO, NEW YORK, NY 10017- 5516 ABNER HERRMAN e BROCK, LLC HARBORSIDE 5 185 HUDSON STREET, SUITE 1640, JERSEY CITY, NJ 07311 SOBRE A CORPORATE FINANCE CORPORATION 1900 AVENIDA DAS ESTRELAS, SUITE 2460, LOS ANGELES, CA 90067 ABRAHAM amp CO INC. 3724 47TH STREET CT. NW, GIG HARBOR, WA 98335 ABRAMSON FINANCIAL, LLC 293 EISENHOWER PARKWAY, SUITE 330, LIVINGSTON, NJ 07039 Endereço para correspondência: 293 EISENHOWER PARKWAY, NONO ANDAR, LIVINGSTON, NJ 07039 ACA / PRUDENT INVESTORS PLANNING CORPORATION 326 ROUTE 22 WEST, NOVA YORK, NY 10172 ACALYX ADVISORS INC. 275 MADISON AVENUE, 14TH PISO, NEW YORK, NY 10016 ACAP FINANCEIRO INC. 57 WEST 200 SOUTH STE 202, SAL LAKE CITY, UT 84101 ACC TÍTULOS, LLC 16400 DALLAS PARKWAY, SUITE 300, DALLAS, TX 75248 Endereço para correspondência: 16400 DALLAS PARKWAY, SUITE 300, DALLAS, TX 75248 ACELERADO GRUPO DE CAPITAIS 18301 VON KARMAN, SUITE 400, IRVINE, GROUP, INC. 118 NORTH CLINTON ST-SUITE 450, CHICAGO, IL 60661 ACESSO INVESTMENTS, INC. 3621 NW 63RD, OKLAHOMA CITY, OK 73116-2000 ACCESO TÍTULOS, LLC 30 BUXTON FARM ROAD STE 300, STAMFORD, CT 06905 ACCESSALPHA WORLDWIDE LLC 630 DAVIS STREET, SUITE 201, EVANSTON, IL 60201-4468 ACCORD CAPITAL PARTNERS LLC 600 MONTGOMERY STREET, 17TH PISO, SAN FRANCISCO, CA 94111 ACCRUED EQUITIES INC. 150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747 ACE DIVERSIFICADO CAPITAL, INC 923 VALE DO LESTE BLVD. SUITE 213, SAN GABRIEL. CA 91776 ACF INTERNATIONAL INC. 50 CONGRESS STREET, SUITE 6, BOSTON, MA 02109 ACGM, INC. 590 MADISON AVENUE, 41ST FLOOR, SUITE 4103, NEW YORK, NY 10022 ACHELOUS PARTNERS, LLC 800 TERCEIRO AVENUE PISO 21, NEW YORK CITY, NY 10021 ACKRELL CAPITAL, LLC AVE DE 38 KEYES. SUITE 200, SAN FRANCISCO, CA 94129 Endereço para correspondência: 475 MARINA BOULEVARD, SAN FRANCISCO, CA 94123 BANHEIRO DE BANHEIRO, CA 90012 MACARTHUR BLVD, SUITE 500, IRVINE, CA 92612 ACP SECURITIES, LLC 1450 BRICKELL AVENUE, SUITE 1490, MIAMI, FL 33131 ACQUEST SECURITIES LLC 1221 MCKINNEY STREET, SUITE 3250, HOUSTON, TX 77010 ACQUIOM FINANCEIRA LLC 1614 15TH STREET, SUITE 250, DENVER, CO 80202 Endereço para correspondência: 1614 15TH STREET, SUITE 250, SUITE 250, DENVER, CO 80202 ACS EXECUTION SERVICES, LLC 12 BROAD STREET, 2º PISO, BANCO VERMELHO, NJ 07701 ACTINVER SECURITIES, INC. 5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056 ADP BROKER-DEALER, INC. ADPAP SECURITIES LLC 701 BRICKELL AVE, SUITE 850, MIAMI, FL 33131 BOULEVARD, ROSELAND, NJ 07068-1786 Endereço para correspondência: 71 HANOVER ROAD, MS - 580, FLORHAM PARK, NJ 07932 ADVANCED ADVISOR GROUP, LLC 440 EMERSON STREET N , NY 55008 ADVANTAGE SECURITIES LLC 231 S. LASALLE STREET, SUITE 1400, CHICAGO, IL 60604 ADVANTAGE GFC LLC 2 WALL STREET, NEW YORK, NY 10005 ADVANTAGE SECURITIES LLC 231 S. LASALLE STREET, SUITE 1400, CHICAGO, IL 60604 ADVANTADOR DEALER SERVICES, INC. 6125 MEMORIAL DRIVE, DUBLIN, OH 43017-9767 Endereço para correspondência: PO BOX 7177, DUBLIN, OH 43017-9767 ADVISORS ASSET MANAGEMENT, INC. 18925 BASE CAMP ROAD, MONUMENTO, CO 80132-0000 Endereço para correspondência: 18925 BASE CAMP ROAD, MONUMENTO, CO 80132 CONSULTORES CLEARING NETWORK, INC. 7 N. FAIR OAKS AVENUE , PASADENA, CA 91103 GROUP CONSULTIVO EQUITY SERVICES LTD. 444 WASHINGTON STREET, SUITE 407, WOBURN, MA 01801 AEG CAPITAL, LLC 200 W. MADISON STREET, SUITE 2410, CHICAGO, IL 60606 AEGIS CAPITAL CORP. 810 7TH AVE, 18TH amp 22ND FLOOR, NEW YORK, NY 10019 Endereço para correspondência: 810 7TH AVE, 18TH FLOOR, NEW YORK, NY 10019 AEGIS ENERGY ADVISORS CORP. 708 TERCEIRA AVENIDA, 6º ANDAR, NEW YORK, NY 10017-4201 AEGIS INVESTMENTS, INC. 4915 WEST 35TH STREET, SUITE 206, ST LOUIS PARK, MN 55416 AEI SECURITIES, INC. 1300 WELLS FARGO PLACE, 30 SEVENTH STREET EAST, ST. PAUL, MN 55101-4901 AERIS PARTNERS LLC 200 STATE STREET, 11º ANDAR, BOSTON, MA 02109 AETHLON CAPITAL, L. L.C 225 SUL SEXTO ST. SUITE 1790, MINNEAPOLIS, MN 55402 BANKERS AFILIADOS CAPITAL, L. L.C. 901 SOUTH MOPAC EXPRESSWAY, BARTON OAKS PLAZA V, SUITE 140, AUSTIN, TX 78746 AFL-CIO ITC FINANCEIRO, LLC 815 CONNECTICUT AVENIDA NW, SUITE 320, WASHINGTON, DC 20006 AFS SECURITIES, LLC 404 WYMAN STREET, SUITE 100, WALTHAM, MA 02451 AGC PARTNERS 99 HIGH STREET, PISO 22, BOSTON, MA 02110 AGECROFT PARTNERS, LLC 103 CANTERBURY ROAD, RICHMOND, VA 23221-3211 AGÊNCIA DE ESCRITÓRIOS 99 HIGH STREET, FLOOR 22, BOSTON, MA 02110 AGECROFT PARTNERS, LLC 10022 AGÊNCIA TRADING GROUP, INC. NEW YORK, NY 10022 AGRICAPITAL SECURITIES INC. 1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018 AIG CAPITAL SERVICES, INC. HARBORSIDE FINANCIAL CENTER, 3200 PLAZA 5, JERSEY CITY, NJ 07311-4992 AIG GLOBAL CAPITAL MARKETS TÍTULOS, LLC 50 DANBURY ROAD, WILTON, CT 06897 AILERON CAPITAL MANAGEMENT, LLC 3401 W. RUA CYPRESS, SUITE 101, TAMPA, FL 33607 Endereço para correspondência: 3401 W. CYPRESS NEW YORK, NY 10022 Endereço Postal: 445 PARK AVENUE 9TH FLOOR, NOVA YORK, NY 10022 AKAR CAPITAL MANAGEMENT, INC. 8551 W. SUNRISE BLVD. 102A, PLANTATION, FL 33322 Endereço para correspondência: 8551 W. SUNRISE BLVD 102A, PLANTATION, FL 33322 ALCAN BAY COMPANY LLC 780 TERCEIRA AVENIDA, NEW YORK, NY 10017 ALAMO CAPITAL 201 N CIVIC DR, SUITE 360, WALNUT CREEK, CA 94596 Amp COMPANY, LLC 45 BROADWAY, 24TH PISO, NEW YORK, NY 10006 ALBRIGHT SECURITIES LLC 601 13TH STREET, NW, SUITE 1000 SUL, WASHINGTON, DC 20005 ALCHEMY SECURITIES, LLC 234 SETE FARMS DRIVE, SUITE 123, CHARLESTON, SC 29492 ALDERMAN amp COMPANY CAPITAL, LLC 35 WARRINGTON ROUND, DANBURY, CT 06810 ALDWYCH SECURITIES LLC 546 QUINTA AVENIDA, 18TH ANDAR, NEW YORK, NY 10036 ALERUS SECURITIES CORPORATION 2300 COLUMBIA ROAD SUL, GRAND FORKS, ND 58201 Endereço para correspondência: PO BOX 6001, GRAND FORKS, ND 58206 ALEXANDER CAPITAL, L. P. 17 STATE STREET, 5TH PISO, NEW YORK, NY 10004 ALEXANDER INVESTMENT SERVICES CO 909 LILY CREEK ROAD 101, LOUISVILLE, KY 40243-2808 Enviar um e-mail ALLEGHENY INVESTMENTS, LTD. STONE QUARRY CROSSING, 811 CAMP HORNE ROAD, SUITE 100, PITTSBURGH, PA 15237 ALLEGIS INVESTMENT SERVICES, LLC 591 PARK AVENUE, SUITE 101, IDAHO FALLS, ID 83402 Endereço para correspondência: 591 PARK AVENUE, SUITE 101, IDAHO FALLS, ID 83404 ALLEGRO SECURITIES (Hits0) ALLEN amp COMPANHIA DE FLORIDA, INC. 1401 SOUTH FLÂNIDA AVENUE, LAKELAND, FL 33803 Endereço de Correio: PO BOX 387, LAKELAND, FL 33802 ALLEN C. EWING amp. CO 7807 BAYMEADOWS ROAD EAST, SUITE 200, JACKSONVILLE, FL 32256 Endereço para correspondência: 7807 BAYMEADOWS ROAD EAS, SUITE 200, JACKSONVILLE, FL 32256 ALLEN, MOONEY amp BARNES BROKERAGE SERVICES, LLC (Hits0) MADEIRA DE MESMO DE AUTO, WESTLAKE VILLAGE, CA 91362 ALLIANCE FINANCIAL GRUPO, INC. 5950 BERKSHIRE LANE 1060, THOMASVILLE, GA 31792 Endereço Postal: POST OFFICE BOX 1116, THOMASVILLE, GA 31799 ALLIANCE ADVISORY amp SECURITIES, DALLAS, TX 75225 ALLIANCEBERNSTEIN INVESTMENTS, INC. 1345 AVENIDA DAS AMÉRICAS, NEW YORK, NY 10105-0096 ALLIANT EQUITY INVESTMENTS, LLC 21600 OXNARD STREET - SUITE 1200, WOODLAND HILLS, CA 91367 Endereço para correspondência: 21600 OXNARD STREET-SUITE 1200, WOODLAND HILLS, CA 91367 ALLIANT SECURITIES, INC. TURNER, NORD, KIENBAUM 695 NORTH LEGACY DRIVE SUITE 300, LIBERTY LAKE, WA 99019 ALLIANZ GLOBAL INVESTORS DISTRIBUIDORES LLC 1633 BROADWAY, NEW YORK, NY 10019 ALLIANZ LIFE FINANCIAL SERVICES, LLC 5701 GOLDEN HILLS DRIVE , MINNEAPOLIS, MN 55416-1297 Endereço para correspondência: PO BOX 1117, MINNEAPOLIS, MN 55440-1117 PARCEIROS MILLENÁNIOS ALLIED, LLC TRÊS CENTRO FINANCEIRO MUNDIAL, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281 Endereço Postal: TRÊS MUNDIAL FINANCIAL CENTER, 200 VESEY STREET 24TH FL, NEW YORK, NY 10281 ALLISON-WILLIAMS COMPANY 90 SOUTH 7TH STREET, SUITE 3850, MINNEAPOLIS, MN 55402-2441 ALLSTATE DISTRIBUTORS, LLC 3075 SANDERS ROAD, SUITE I2, NORTHBROOK, IL 60062 ALLSTATE FINANCIAL SERVICES, LLC 2920 S 84TH STREET, LINCOLN, NE 68506 Endereço Postal: PO BOX 83271, LINCOLN, NE 68501-3271 Endereço: ALLUVION SECURITIES, LLC Endereço: 5101 WHEELIS DRIVE, SUITE 200, MEMPHIS , TN 38117 ALPHASOURCE CAPITAL SECURITIES LLC 32 EAST 57TH STREET, DETROIT, MI 48226 Endereço: 500 WOODWARD AVE, DETROIT, MI 48226 ALMAX FINANCIAL SOLUTIONS, LLC 12 VAN SYCKLES ROAD, CLINTON, NJ 08809 Endereço: 12TH FLOOR, NEW YORK, NY 10022 ALPINA CAPITAL, LLC 100 JACKSON STREET, SUITE 101, DENVER, CO 80206 ALPINE SECURITIES CORPORATION 39 LUGAR DE CÂMBIO, SALT LAKE CITY, UT 84111 ALPS DISTRIBUIDORES, INC. 1290 BROADWAY, SUITE 1100, DENVER, CO 80203 Endereço para correspondência: PO BOX 328, DENVER, CO 80201-0328 ALPS PORTFOLIO SOLUTIONS DISTRIBUIDOR, INC. 1290 BROADWAY, SUITE 1100, DENVER, CO 80203 Endereço para correspondência: PO LITTLETON, CO 80123 Endereço para correspondência: 4925 S WEBSTER CT, LITTLETON, CO 80123 ALTACORP CAPITAL (EUA) INC. 410, 585 8TH AVENUE SW, CALGARY, CO 80123 ALT FUND DISTRIBUTORS LLC 4925 S WEBSTER CT, T2P 1G1 AB CANADÁ ALTEGRIS INVESTMENTS, LLC 1200 PROSPECT STREET, SUITE 400, LA JOLLA, CA 92037 ALTERNATIVA ACESSO CAPITAL, LLC 700 LARKSPUR ATERRAGEM CIR, SUITE 245, LARKSPUR, CA 94939 ALTERNATIVA DE INVESTIMENTO GESTÃO DE VALORES MOBILIÁRIOS, LLC 260 WEST 36TH STREET, SUITE NEW YORK, NY 10018 Endereço para correspondência: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274 ALTERNATIVE EXECUTION GROUP 708 TERCEIRA AVENIDA, 5º PISO, NEW YORK, NY 10017 ALTERNATIVE INVESTMENT SERVICES, LLC 141 W. JACKSON BLVD. SUITE 1340A, CHICAGO, IL 60604 ALTERNET VALORES MOBILIÁRIOS INC. ONE LIBERTY PLAZA, 165 BROADWAY, 4TH FL. NEW YORK, NY 10006 Endereço: 600 MADISON AVE, 8TH FLOOR, NOVA YORK, NY 10022 ALYSSA LLC 1290 AVENIDA DAS AMÉRICAS, 10TH FL. NEW YORK, NY 10104 AMA SECURITIES LLC 405 AVENIDA DE LEXINGTON, 67TH FLOOR, NEW YORK, NY 10174 AMBASSADOR FINANCEIRO GRUPO, INC. 1605 NORTH CEDAR CREST BOULEVARD, SUITE 508, ALLENTOWN, PA 18104 AMBATA SECURITIES, LLC 1201 PEACHTREE ST. NE, CONSTRUÇÃO 400, SUITE 1720, ATLANTA, GA 30361 AMBIT AMÉRICA INC. AMBIT AMÉRICA INC. 777 WESTCHESTER AVENUE, SUITE 101, WHITE PLAINS, NY 10604 AMD CAPITAL, LLC 100 TRI-ESTADO INTERNACIONAL, SUITE 138, LINCOLNSHIRE, IL 60069 AMÉRICA NORTHCOAST SECURITIES, INC. 2000 AUBURN DRIVE, SUITE 300, CLEVELAND, OH 44122 AMERICANO CAPITAL PARTNERS, LLC 205 OSER AVE. HAUPPAUGE, NY 11788 CENTURY AMERICAN INVESTMENT SERVICES INC. 4500 MAIN STREET, KANSAS CITY, MO 64111 Endereço para correspondência: P. O. BOY 410141, KANSAS CITY, MO 64141-0141 AMERICAN ENTERPRISE INVESTMENT SERVICES INC. 707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402 Endereço para correspondência: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474 AMERICAN EQUITY CAPITAL, INC. 6000 WESTOWN PARKWAY, 2ND FLOOR, WEST DES MOINES, IA 50266-7711 Endereço para correspondência: PO BOX 71607, DES MOINES, IA 50325 AMERICAN EQUITY INVESTMENT CORPORATION 4222 GRANTLINE ROAD, NOVA ALBANY, EM 47150 AMERICAN FIDELITY SECURITIES, INC. 9000 CAMERON PARKWAY, OKLAHOMA CITY, OK 73114-3701 Endereço para correspondência: P. O. BOX 25523, OKLAHOMA CITY, OK 73125-0523 AMERICAN FINANCIAL ASSOCIATES, INC. 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659 Endereço para correspondência: 1700 NORTHAMPTON STREET, SUITE A, EASTON, PA 18042-1659 AMERICAN FINANCIAL SECURITIES, INC 6003 UNIVERSIDADE AVE. - SUITE C, CEDAR FALLS, IA 50613 Endereço para correspondência: 6003 UNIVERSITY AVE.- SUITE C, CEDAR FALLS, IA 50613 AMERICAN FUNDS DISTRIBUIDORES, ESTADOS UNIDOS DA AMERICA, INC. 333 S. ESPERANÇA ST. 55TH FL. LOS ANGELES, CA 90071 AMERICAN HERITAGE SECURITIES, INC. 655 W MARKET STREET, AKRON, OH 44303-1438 AMERICAN INDEPENDENT SECURITIES GROUP, LLC 1036 E. FERRO EAGLE DR. SUITE 105, EAGLE, ID 83616 COMPANHIA AMERICANA DOS INVESTIDORES 2440 CAMINO RAMON, SUITE 103, SAN RAMON, CA 94583 Endereço Postal: PO BOX 1307, SAN RAMON, CA 94583 AMERICAN INVESTORS GROUP, INC. 10237 YELLOW CIRCLE DRIVE, MINNETONKA, MN 55343 AMERICAN MUNICIPAL SECURITIES, INC. 720 SEGUNDO AVE S. ST. PETERSBURG, FL 33701 Endereço para correspondência: P. O. CAIXA 11749, ST. PETERSBURG, FL 33733-1749 AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC. 4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741 Endereço para correspondência: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741 AMERICAN REPUBLIC EQUITIES CORPORATION 601 SIXTH AVE, DES MOINES, IA 50309 AMERICAN TRUST INVESTMENT SERVICES, INC. 1244 119TH STREET, WHITING, IN 46394-1003 AMERICAN WEALTH MANAGEMENT, INC. 1050 CROWN POINTE PARKWAY SUITE 1230, ATLANTA, GA 30338 AMERICAS EXECUTIONS, , 40 WALL STREET, SUITE 1704, NEW YORK, NY 10005 AMERIPRISE FINANCIAL SERVICES, INC. 707 2ND AVENUE SOUTH, MINNEAPOLIS, MN 55402 Endereço para correspondência: 5221 AMERIPRISE FINANCIAL CENTER, MINNEAPOLIS, MN 55474 AMERITAS INVESTMENT 5900 O STREET, LINCOLN, NE 68510-2234 Endereço para correspondência: PO BOX 5507, LINCOLN, NE 68505-0507 AMERITECH CONSULTORES 708 TERCEIRA AVENIDA, 5º PISO, NEW YORK, NY 10017 AMERIVET SECURITIES, INC. 26550 SILVERADO COURT, VALLE DE MORENO, CA 92555 Endereço para correspondência: POB 1074 New York, NY 10167 AMUNDI DISTRIBUIDORES EUA, LLC 280 SOUTH MANGUM STREET, SUITE 301, DURHAM, NY, EUA 90880 AMG DISTRIBUIDORES, INC., 90600 AMG DISTRIBUIDORES, INC. 600 STEAMBOAT ROAD, SUITE 300, GREENWICH, CT 06830 AMHERST PIERPONT 245 PARK AVENUE, NC 27701 AMUR ADVISORS LLC NORTH LEXINGTON AVENUE, SUITE 1101, WHITE PLAINS, NY 10601 ANCHIN CAPITAL ADVISORS LLC 1375 BROADWAY, 18TH PISO, NEW YORK, NY 10018 Endereço para correspondência: 1375 BROADWAY, 18TH PISO, NEW YORK CITY, NY 10018 ,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,,, ANDERSON, LENEAVE, 6000 FAIRVIEW ROAD, SUITE 625, CHARLOTTE, NC 28210 ANDREWS PARTNERS 1754 LAFAYETTE STREET, NEW YORK, NY 10017 ANDREWS PARTNERS, WEST WACKER DRIVE, SUITE 1804, CHICAGO, IL 60606 ANDREW GARRETT INC. DENVER, CO 80218 ANGEL ISLAND CAPITAL SERVICES, LLC UM EMBARCADERO CENTRO, SUITE 2110, SAN FRANCISCO, CA 94111 ANICO FINANCIAL SERVICES, INC. ONE MOODY PLAZA, SUITE 1423, GALVESTON, TX 77550 Endereço: ONE MOODY PLAZA SUITE 1423, GALVESTON, TX 77550 ANOVEST FINANCIAL SERVICES, INC. 3225 SHALLOWFORD ROAD, SUITE 220, MARIETTA, GA 30062 ANSLEY SECURITIES LLC 465 WEST COLEMAN BLVD. SUITE 202, MT. AGRADÁVEL, SC 29464 ANTARCTICA CONSELHEIROS 1200 BRICKELL AVE. SUITE 1950, MIAMI, FL 33131 ANTHEM SECURITIES, INC. PARK PLACE CENTRO CORPORATIVO ONE, 1000 COMMERCE DRIVE, SUITE 410, PITTSBURGH, PA 15275-1011 ANUBES SECURITIES LLC 717 QUINTA AVENIDA, 18TH PISO, NEW YORK, NY 10022 277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003 AOC SECURITIES, LLC 49 BLEECKER STREET, SUITE 305, NEW YORK, NY 10012 AON SECURITIES INC. 200 EAST RANDOLPH STREET, CHICAGO, IL 60601 APB FINANCIAL GROUP, LLC 17 STATE ST. - 16 PISO, NEW YORK, NY 10004 APEX CLEARING CORPORATION UM CENTRO DE DALLAS, 350 N. ST. PAUL, SUITE 1300, DALLAS, TX 75201 APEXO CAPITAL LLC 321 19TH STREET, SANTA MONICA, CA 90402-2409 APOLLO GLOBAL SECURITIES, LLC 9 WEST 57TH STREET, NEW YORK, NY 10019-2701 APPLE LANE GROUP LLC 2393 MAIN STREET, LANCASTER, MA 01523 CAPITAL APLICADO, LLC 120 E. MERCADO STREET, SUITE 930, INDIANAPOLIS, EM 46204 APTO PARTNERS, LLC 5 COLD HILL ROAD SUL, SUITE 11, MENDHAM, NJ 07945 AQUA VALORES MOBILIÁRIOS LP 125 PARK AVENUE, NEW YORK, NY 10017 CAPITAL AQUEDUCT GROUP, LLC 2820 SELWYN AVENUE, SUITE 550, CHARLOTTE, NC 28209 AQUILA DISTRIBUIDORES LLC 120 WEST 45TH STREET, SUITE 3600, NEW YORK, NY 10036 AQUILO PARTNERS, LP ONE MARITIMO PLAZA, 14º ANDAR, SAN FRANCISCO, CA 94111 ARBOR ADVISORS, LLC 1875 CONCESSÃO SUL DO ST. STE. 720, SAN MATEO, CA 94402 ARBOR COURT CAPITAL, LLC 8000 CENTRO DA CIDADE DRIVE, SUITE 400, BROADVIEW HEIGHTS, OH 44147 ARBOR INVESTIGAÇÃO amp TRADING, LLC 1000 HART ROAD, SUITE 260, BARRINGTON, IL 60010 ARC SECURITIES, LLC 1333 NEW HAMPSHIRE AVENUE , NW, SUITE 643, WASHINGTON, DC 20036 Endereço para correspondência: 1330 CONNECTICUT AVENUE, NW, SUITE 223, WASHINGTON, DC 20036 ARCA CAPITAL INVESTMENTS, INC. WELLS FARGO CENTER, 333 AVENIDA DAS AMÉRICAS, SUITE 2530, MIAMI, FL 33131 ARCADIA NEW YORK, NY 10019 Endereço: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019 ARCHER DISTRIBUIDORES, LLC 6100 CHEVY CHASE DR. SUITE 100, LAUREL, MD 20707 ARCHIPELAGO SECURITIES L. L.C. 353 NORTH CLARK STREET, SUITE 3200, CHICAGO, IL 60654 ARCHSTONE CAPITAL, LLC 1400 EYE ST. NW STE. 1115, WASHINGTON, DC 20005 A ARCTIC SECURITIES LLC é uma empresa líder no ramo de serviços de consultoria e serviços de consultoria, 10004 ARES INVESTOR SERVICES LLC 2000 AVENIDA DAS ESTRELAS, 12 º ANDAR, LOS ANGELES, CA 90067 ARETE RESEARCH LLC 15 BROAD ST. 1ST FLOOR, BOSTON, MA 02109 A ARETE WEALTH MANAGEMENT, LLC 1101 W LAKE STREET, 1º PISO, CHICAGO, IL 60607 ARGENTHAL amp CO. INC. 23-50 38TH ST, 2º PISO, ASTORIA, NY 11105 ARI FINANCIAL SERVICES, INC. W 135TH STREET, SUITE 214, PARQUE OVERLAND, KS 66223 ARIA CAPITAL ADVISORS, LLC 475 AVENIDA CENTRAL, SUITE M1, ST. PETERSBURG, FL 33701 ARIANE CAPITAL PARCEIROS LLC 830 SOUTH VALLEY FORGE ROAD SUITE 100, DEVON, PA 19333 ARIEL DISTRIBUIDORES, LLC 200 EAST RANDOLPH STREET, SUITE 2900, CHICAGO, IL 60601 ARIVE CAPITAL MERCADOS 9017 5TH AVENUE, BROOKLYN, NY 11209 ARK GLOBAL, LLC 44 WASHINGTON ST. SUITE 100, WELLESLEY HILLS, MA 02481 ARK INVESTIMENTOS 16170 CANAANVILLE ROAD, ATENAS, OH 45701-0500 Endereço para correspondência: P. O. CAIXA 500, ATENAS, OH 45701-0500 ARLINGTON SECURITIES, INC. 140 MARINE LANE, ST. LOUIS, MO 63146-2236 ARMORY SECURITIES, LLC 1230 ROSECRANS AVE, SUITE 660, MANHATTAN BEACH, CA 90266 ARSON CAPITAL ADVISORS, LLC 805 KING FARM BOULEVARD, SUITE 300, ROCKVILLE, MD 20850 ARQUE CAPITAL, LTD. 7501 E MCCORMICK PKWY, STE 106N, SCOTTSDALE, AZ 85258 ARROW INVESTMENTS, INC. 3010 WESTCHESTER AVENUE, SUITE 203, COMPRA, NY 10577 ARROWROOT PARTNERS, LLC 100 WILSHIRE BLVD. SUITE 1850, SANTA MÓNICA, CA 90401 ARTISAN PARTNERS DISTRIBUIDORES LLC 875 E. WISCONSIN AVENUE, SUITE 800, MILWAUKEE, WI 53202 ARTIST CAPITAL LLC 20 WEST 55TH STREET, 11TH PISO, NEW YORK, NY 10019 ARTIVEST BROKERAGE LLC 1140 BROADWAY, NEW YORK, NY 10001 ARVEST GESTÃO DA RIQUEZA 921 WEST MONROE AVENUE, LOWELL, AR 72745 Endereço para correspondência: PO BOX 1515, LOWELL, AR 72745-1515 ARXIS SECURITIES LLC 623 QUINTA AVENIDA, 21º ANDAR, NEW YORK, NY 10022 ASANTE CAPITAL GROUP ADVISORS LLC 4º ANDAR, 25 OLD BURLINGTON STREET, LONDRES, W1S 3AN INGLATERRA ASCENDANT FINANCIAL PARTNERS, LLC 5347 VALENTIA SUL WAY, SUITE 250, GREENWOOD VILLAGE, CO 80111 ASCENSO BROKER DEALER SERVICES, INC. AVENIDA, SUITE 160, NEWTON, MA 02459 SERVIÇOS FINANCEIROS ASCENSUS, LLC. 200 DRYDEN RD, SUITE 4000, DRESHER, PA 19025 ASCENTAGE ADVISORS (AMERICA) LLC 27 IMPERIAL AVENUE, TOP FLOOR, WESTPORT, CT 06880 ASCENTAGE ADVISORS, LLC 18 CONGRESS ST, SUITE 211, PORTSMOUTH, NH 03801 ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION 122 E. 42ND ST, STE 5005, NOVA YORK, NY 10168 ASHTON STEWART amp CO INC. 1271 AVENUE OF AMERICAS, 43º PISO, NEW YORK, NY 10020 ASHTON YOUNG, INC. 2600 S TELEGRAPH ROAD, SUITE 150, BLOOMFIELD HILLS , MI 48302 ASIA PACIFIC GRUPO DE GESTÃO FINANCEIRA, INC. 145 ASPINALL AVE, HAGATNA, 96910 GUAM, EUA Endereço para correspondência: 145 ASPINALL AVE. HAGATNA, 96910 GUAM, EUA ASPERION GRUPO LLC 151 EAST 80TH STREET, 3º PISO, NEW YORK, NY 10075 Endereço Postal: 375 PARK AVENUE, 2607, NEW YORK, NY 10152 ASSETMARK BROKERAGE, LLC 1655 GRANT STREET, 10º ANDAR, CONCORD, CA 94520 ASSETPOINT FINANCIAL, LLC 1300 NORTH 17TH STREET, SUITE 1800, ARLINGTON, VA 22209-3810 SERVIÇOS DE INVESTIMENTO ASSOCIADOS, INC. 433 MAIN STREET, GREEN BAY, WI 54301-5114 Endereço para correspondência: PO NEW YORK, NY 10005 Endereço para correspondência: 6201 15TH AVENUE, BROOKLYN, NY, EUA 11219 ASTON CAPITAL ADVISORS, LLC 13015 WASHINGTON BLVD. LOS ANGELES, CA 90066 Endereço Postal: PO BOX 1914, SANTA MÓNICA, CA 90406 ASTOR RIDGE NA LLP 60 CANNON STREET, LONDRES, EC4N 6NP REINO UNIDO ASTORIA CAPITAL MARKETS, INC. 344A WILLIS AVE, MINEOLA, NY 11501 ATEL SECURITIES CORPORATION A TRANSAMERICA PYRAMID 600 MONTGOMERY STREET, 9TH FLOOR, SAN FRANCISCO, CA 94111 ATENAS - VALENTIA, CA 94111 ATHENE SECURITIES, LLC 7700 MILLS CIVIC PARKWAY, WEST DES MOINES, IA 50266 ATIS, INC 9717 PRAIRIE AVENUE, 2º PISO, GREENWICH, CT 06830 ATLANTIC SECURITIES, INC. 920 PROVIDENCE RD. SUITE 201, TOWSON, MD 21286-2988 ATLANTIC STATE PARCEIROS, LLC 7 AVON ROAD, LARCHMONT, NY 10538-1420 ATLAS UM GRUPO FINANCEIRO, LLC 200 SOUTH BISCAYNE BOULEVARD, SUITE 1860, MIAMI, FL 33131 ATLAS ESTRATÉGICO ADVISORS, NEW YORK, NY 10017 ATLAS TECHNOLOGY GROUP LLC 2800 LEAVENWORTH STREET, SUITE 250, SAN FRANCISCO, CA 94133 ATM EXECUTION LLC 599 LEXINGTON AVE, 21 PISO, NEW YORK, NY 10022 ATREYU GRUPO LLC 28 W. 44TH STREET, 16TH FLOOR, NEW YORK, NY 10036 AUERBACH GRAYSON COMPANY LLC 25W 45TH STREET SUITE 16, NEW YORK, NY 10036 Endereço para correspondência: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036 AUFHAUSER SECURITIES, INC 112 WEST 56TH STREET, NEW YORK , NY 10019-3841 AUGEO ADVISORS, LLC 10801 NATIONAL BLVD. SUITE 245, LOS ANGELES, CA 90064 Endereço para correspondência: 10940 WILSHIRE BLVD. 16TH FLOOR, LOS ANGELES, CA 90064 AURIGA EUA, LLC 110 WALL STREET, 2 º PISO, NEW YORK, NY 10005 AURORA CAPITAL LLC 354 WIDOW GAVITS ROAD, PO BOX 1167, BRIDGEHAMPTON. NY 11932-1167 AURORA TÍTULOS 111 CONGRESSIONAL BLVD. SUITE 114, CARMEL, IN 46032-5639 AURUS ADVISORS, INC. N. 822 FLORIDA A1A, SUITE 310, PONTE VEDRA BEACH, FL 32082 Endereço para correspondência: 156 RETREAT PLACE, PONTE VEDRA BEACH, FL 32082 AUSDAL FINANCIAL PARTNERS, INC. RIDGE RD, DAVENPORT, IA 52807 AUSTIN ATLANTIC CAPITAL INC. 1 ALHAMBRA PLAZA, SUITE 100, CORAL GABLES, FL 33134 Endereço para correspondência: 1 ALHAMBRA PLAZA, SUITE 100, MIAMI, FL 33134 AUTOMATED EQUITY FINANCIAL MARKETS, INC. 604 PLAZA 3, 6TH FLOOR, JERSEY CITY, NJ 07311 SERVIÇOS FINANCEIROS AUTOMATIZADOS DA ESCRITÓRIA DE TRADING, LLC 11 EWALL STREET, MT. PLEASANT, SC 29464 Endereço para correspondência: 11 EWALL STREET, SUITES 103 AND 203, MT. PLEASANT, SC 29464 INVESTIGAÇÃO AUTÓNOMA US LP SUITE 2303, 23º ANDAR, 1325 AVENIDA DAS AMÉRICAS, NOVA YORK, NY 10019 AVALON INVESTMENT amp SECURITIES GROUP, INC. 404 AVALON AVENON, SUTE 200, MUSCLE SHOALS, AL 35661 AVALON SECURITIES, LTD. 1001 SIXTH AVENUE, 10TH FLOOR, NOVA YORK, NY 10018 A AVANTI SECURITIES CORPORATION 2 ST. CLAIR AVENUE WEST, SUITE 2102, TORONTO, M4V 1L5 CANADÁ AVATAR CAPITAL GROUP LLC 525 WASHINGTON BLVD. NOVA YORK, NY 10022 AVENTURA SECURITIES, LLC 2999 NE 191 STREET, SUITE 901, AVENTURA, FL 33180 Endereço para correspondência: 2999 NE 191 STREET, SUITE 901 , AVENTURA, FL 33180 AVERE FINANCIAL GROUP, LLC 8310 S. VALLEY HIGHWAY, STE. 110, ENGLEWOOD, CO 80112 AVILA CAPITAL MARKETS, INC. 150 EAST 52ND STREET, 16002, NEW YORK, NY 10022 Endereço para correspondência: 150 EAST 52ND STREET, 16TH FLOOR, SUITE 2, NEW YORK, NY 10022 AVISEN SECURITIES, INC. RIVER DRIVE, SUITE 145, SACRAMENTO, Califórnia 95864-7256 AVM, LP 777 YAMATO ROAD, SUITE 300, BOCA RATON, FL 33431 AVONDALE PARTNERS, LLC 3102 WEST END AVENUE, SUITE 1100, NASHVILLE, TN 37203 Endereço para correspondência: 3102 WEST END AVE , SUITE 1100, NASHVILLE, TN 37203 AWM SERVIÇOS, LLC 1330 POST OAK BOULEVARD, SUITE 1550, HOUSTON, TX 77056 AX TRADING, LLC 6 ESTE 45TH STREET, 19TH PISO, NEW YORK, NY 10017 AXA ADVISORS, LLC 1290 AVENIDA DAS AMÉRICAS , NEW YORK, NY 10104 Endereço para correspondência: 1290 AVENUE OF THE AMERICAS, 16TH FLOOR, NOVA YORK, NY 10104 AXIA CAPITAL MARKETS, NEW YORK, NY 10104 AXIA CAPITAL MARKETS , LLC 645 FIFTH AVENUE, SUITE 903, NEW YORK, NY 10022 AXIOM CAPITAL MANAGEMENT, INC. 780 TERCEIRO AVENUE, 43º ANDAR, NEW YORK, NY 10017-2024 Última atualização: 10/12 / 16ForexOptions Como bancos. Companhias de seguros, corretores ou comerciantes de comissões de futuros (quotFCMsquot) e afiliadas de entidades regulamentadas podem entrar em negociações de divisas com clientes de varejo (por exemplo, oferecer negociação forex on-line para os clientes). As FCMs que oferecem serviços de negociação forex devem ser registradas na National Futures Association e na US Commodity Futures amp Trading Commission (quotCFTCquot) e atender a uma variedade de requisitos regulatórios, incluindo a exigência de manter certos valores mínimos de capital líquido. Uma lista dos maiores FCMs está disponível aqui no site da CFTCs. Estes relatórios devem ser apresentados mensalmente pelos FCMs. Qualquer pessoa que considere a abertura de uma conta com uma empresa de comércio de Forex deve confirmar que a empresa está nesta lista e de outra forma devidamente registrado ou de outra forma legalmente capaz de oferecer serviços de negociação forex (por exemplo, um banco como o Deutsche Bank). Com exceções limitadas, a maioria das empresas comerciais de varejo on-line são FCMs e a maioria das empresas comerciais institucionais são bancos. Atualmente, cada Negociante de Forex FCM deve manter quotAdjusted Net Capitalquot igual ou superior ao maior de: (i) 10.000.000 até 16 de janeiro de 2009, 15.000.000 de 17 de janeiro de 2009 a 15 de maio de 2009 e 20.000.000 de 16 de maio de 2009 (Ii) 5 de todas as dívidas a clientes ou (iii) Para FCMs, qualquer outro montante exigido pelas regras da NFAs. É amplamente esperado que estes aumento FCM ajustado requisitos de capital líquido terá o efeito de forçar muitos FCMs Concessionário Forex para mesclar, buscar capital adicional ou sair do negócio. Centro de Aprendizagem de Forex Clique aqui para entrar no Centro de Aprendizagem de Forex e aprender sobre Forex Trading, juros de rolagem, pares de moeda, análise técnica, análise fundamental, estratégias de negociação e gestão de dinheiro. that has received approval from a regulatory body to act as a dealer for the act of buying and selling currencies. In the United States the National Futures Association (NFA) is responsible for registering and auditing entities involved in the Forex business. The NFA was formed in 1982 and since that date has been responsible for all regulatory and auditing activities of companies involved futures business with the general public. There is a mandatory membership in the National Futures Association and it is illegal fo an authorized forex dealer to do business with non-NFA Members. The annual dues for participating in the forex market is quite expensive. Below is the list of annual fees associated with becoming an authorized dealer. Authorized Forex Dealer Annual Dues Schedule FCM Forex Dealer Member - Exchange Member with annual forex revenue of 500,000 or less: FCM Forex Dealer Member - Exchange Member with annual forex revenue of more than 500,000 but not more than 2 million: FCM Forex Dealer Member - Exchange Member with annual forex revenue of more than 2 million, but not more than 5 million: FCM Forex Dealer Member - Exchange Member with annual forex revenue of more than 5 million: FCM Forex Dealer Member - Non-Exchange Member with annual forex revenue of 500,000 or less: FCM Forex Dealer Member - Non-Exchange Member with annual forex revenue of more than 500,000 but not more than 2 million: FCM Forex Dealer Member - Non-Exchange Member with annual forex revenue of more than 2 million, but not more than 5 million: FCM Forex Dealer Member - Non-Exchange Member with annual forex revenue of more than 5 million: Authorized Forex Dealer Penalties for Unregulated Ent If for some reason you do not pay your annual dues on time, there are a number of penalties you will have to pay as well. Below is a list of those penalites:Tag Archives: Forex Dealer Member (hedgefundlawblog) Today the NFA made two separate announcements regarding proposed new forex rules. The announcements follow a series of similar announcements last week regarding new forex rules (see NFA Continues to Pursue Forex Regulation for Current Forex Dealer Members ). The first announcement dealt with additions to Compliance Rule 2-36 and related Interpretive Notice Changes. The second announcement dealt with a completely new forex Compliance Rule 2-43. NFA Proposes Addition to Compliance Rules 2-36 and Related Interpretive Notices this announcement contained a hodge-podge of different rules the NFA staff felt needed to be addressed. The announcement centrally focuses on (i) requirement that forex hypothetical results be subject to the anti-fraud provisions of NFA Compliance Rule 2-29(c) , (ii) require FDMs to have an Associated Person file the required weekly reports, (iii) require FDMs to adopt written policies regarding the calculation of rollover interest charges and payments, and (iv) prohibits FDMs from trading a customers account when they are a counterparty to the trade. Continue reading rarr Many forex managers use a product called a managed forex fund, which is the equivalent to a mutual fund hedge fund. In a managed forex fund, the manager will invest the assets under the POA with the forex dealer member in the managed fund. The a trader or traders for the forex dealer member will then manage the pool of assets. Typically the forex dealer member will receive both a forex management fee as well as a performance allocation. Many managers will then charge a management fee and a performance allocation (or only one or the other) to the underlying clients. Continue reading rarr Two new releases indicate that the NFA is serious about regulating the off-exchange foreign currency markets On our sister website, forexlawblog. we have detailed the continued regulatory actions by the NFA with regard to the current regulation of the off-exchange forex markets. The two notices, described in further detail below, apply to Forex Dealer Member and their interactions with their clients. While the CFTC has been slow to promulgate rules regarding the expected new Forex regulations, the NFA has acted swiftly and addressed many important issues. However, forex managers should still get ready for coming forex regulations 8211 a collegue of mine has recently discussed forex registration with a CFTC compliance person and that person expects that proposed rules will be promulgated within the first quarter of next year. As always, stay tuned as we will continue to stay on top of this issue. A summary of the two NFA actions is included below. Continue reading rarr Yesterday the NFA announced that Forex Dealer Members, those brokers who engage in Forex transactions with retail customers, will need to have a minimum net capital of 10 million by October 31, 2008. This doubles the current minimum net capital of 5 million. The NFA has been very aggressively moving to regulate the retail forex market. Congress has helped through passing the Farm Bill, but separately from the Farm Bill, the NFA, in conjunction with the CFTC, has been moving towards regulating not only the managers of Forex hedge funds, but also the Forex dealers. Earlier this year the NFA changed the minimum net capital for Forex Dealers from 1 million to the current 5 million there are two more hikes scheduled to be implemented in the first half of next year. While this will undoubtedly serve to protect investors, it also cast a huge burden on current and future Forex Dealer Members. The NFA notice is posted below and can be found here . Net Capital Requirements for Forex Dealer Members On October 22, 2008, the Commodity Futures Trading Commission approved increases to NFA8217s capital requirements for Forex Dealer Members (FDMs). As stated in a July 23, 2008 Notice to Members, the minimum requirement will be 10 million as of October 31, 2008, 15 million as of January 17, 2009, and 20 million as of May 16, 2009. Questions concerning these requirements should be directed to Sharon Pendleton, Director, Compliance (spendletonnfa. futures. org or 312-781-1401) or Valerie Kretschmer, Manager, Compliance (vkretschmernfa. futures. org or 312-781-1290). Other relate HFLB articles: Search Hedge Fund Legal Services Cole-Frieman Mallon LLP provides comprehensive legal services for new and existing hedge funds as well as for other investment management companies. If you are thinking of starting a hedge fund or an incubator fund, please call Bart Mallon of Cole-Frieman Mallon LLP today at 415-868-5345. Recommended Articles